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27 Mar 2012, 7:00 am
Newman Ferrara LLP Pursues Securities Fraud Claims Against China Sky One Medical, Inc. and Reminds Investors of April 24, 2012 Deadline Newman Ferrara LLP (www.nfllp.com) announced yesterday that a securities class action was filed on behalf of investors in China Sky One Medical, Inc. [read post]
26 Jul 2022, 7:05 am
By Suzanne CosgroveA state appeals court has affirmed a decision by the Iowa Insurance Division that two salesmen from Texas company Carson Energy, Inc., violated the state’s blue-sky laws. [read post]
20 Aug 2013, 9:00 am
Tremont Group Holdings, Inc. et al., No. 68130-3-1 (Wn. [read post]
27 Aug 2013, 7:30 am
Tremont Group Holdings, Inc. et al., No. 68130-3-1 (Wn. [read post]
29 Aug 2012, 11:22 am
According to the SEC complaint, Marks made unsuitable investment recommendations to advisory clients suggesting they invest most of their investment in Sky Bell Hedge Funds. [read post]
20 May 2015, 9:49 am
It has been reported by the Washington State Sky Valley Chronicle on May 20, 2015 that Satyen Chatterjee, who owned and operated a financial advisory business called Strategic Capital Management, Inc. for more than twenty years. [read post]
26 Aug 2009, 12:54 pm
Madoff Investment Securities Inc., Merrill Lynch & Co., Stanford Financial Group, Sky Capital Holdings LLC., and its other larger member firms. [read post]
21 Dec 2011, 5:55 am
Morgan Investment Management Inc., the state high court ruled that the statute did not preempt the plaintiff's causes of action for breach of fiduciary duty and gross negligence arising from the defendant's management of an investment portfolio. [read post]
4 Jan 2012, 12:17 pm
Morgan Investment Management Inc. [read post]
21 May 2010, 1:26 pm
Aspen Square Management, Inc., 295 F. [read post]
21 Apr 2017, 5:00 am
Theranos, Inc., April 18, 2017, Cousins, N.).Theranos. [read post]
1 Sep 2021, 1:06 pm
HyreCar, Inc. [read post]
27 Nov 2019, 3:04 am
The In re Bayco Products, Inc. [read post]
16 Feb 2016, 12:06 pm
Doucet and Margie Doucet (collectively “Claimants”) $307,000 for losses stemming from investments in direct participation programs (“DPPs”) involving non-traded real estate investment trusts (“REITs”), promissory note programs, master limited partnerships (“MLPs”) and private oil drilling programs offered by VSR Financial Services, Inc. [read post]
14 Mar 2013, 7:52 am
However, the Court found that the appellants did present a proper claim against Meisinger Investments, Inc., despite the fact the corporation has been dissolved. [read post]
18 Dec 2014, 5:25 pm
Life Partners, Inc. [read post]
2 Nov 2011, 5:40 am
Supreme Court Rainy Sky SA & Orsd v Kookmin Bank [2011] UKSC 50 (2 November 2011) Human Genome Sciences Inc v Eli Lilly and Company [2011] UKSC 51 (2 November 2011) Court of Appeal (Civil Division) MD (Angola) & Ors, R (on the application of) v Secretary of State for the Home Department & Anor [2011] EWCA Civ 1238 (01 November 2011) Mitu v London Borough of Camden [2011] EWCA civ 1249 (01 November 2011) Williams v University of Birmingham & Anor [2011] EWCA Civ 1242… [read post]
13 Jan 2012, 9:55 am
Overstock.com, Inc. filed a lawsuit in the San Francisco Superior Court alleging that various investment firms had caused the price of its shares to decline by manipulating the securities markets. [read post]
2 Nov 2011, 11:56 pm
Human Genome Sciences Inc (Appellant) v Eli Lilly and Company (Respondent) [see judgment, press summary, BAILII] In holding that gene sequences can have industrial application, reversing the lower courts’ findings, the Supreme Court gave primacy two policy arguments- attracting biosciences investment into the UK and bringing UK interpretations in compliance with the European Patent Convention. [read post]
16 Aug 2023, 4:35 am
This is because in the seminal Howey case, the court held that by including “investment contract” in the federal securities statutes, Congress used a term with a well-settled meaning based on judicial interpretations of state blue-sky laws.When Congress included the term “investment contract” in the definition of “security,” that term had a well-settled meaning from the blue-sky laws that required a contractual undertaking to… [read post]
